GLOBAL COMPLIANCE
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firmulture of compliance. Compliance accomplishes these through the firmnterprise-wide compliance risk management program. As an independent control function and part of the firmecond line of defense, Compliance assesses the firmompliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firmesponses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
Goldman Sachs Asset Management Compliance is seeking a Vice President to join our Alternative Investments & Manager Selection (AIMS) coverage team based in New York. The GSAM AIMS business provides investors with investment and advisory solutions across leading hedge fund managers, private equity funds, private credit funds, real estate managers, and public equity, fixed income and ESG strategies. The AIMS Group manages globally diversified commingled fund products, targeted sector-specific strategies, customized portfolios, and offers a range of advisory services. The AIMS Group provides manager diligence, portfolio construction, risk management, and liquidity solutions to investors, drawing on Goldman Sachsrket insights and risk management expertise.
RESPONSIBILITIES AND QUALIFICATIONS As part of the AIMS Compliance team, the primary responsibilities of the Vice President will include:
- Provide advisory support to the business on a daily basis
- Conduct initial and ongoing due diligence assessments on third-party manager compliance programs
- Review marketing materials that are used to pitch AIMS products and services to clients
- Perform forensic reviews
- Deliver compliance trainings
- Conduct conflict and trade pre-clearance checks
The individual will interact with different business lines and control functions, including Operational Diligence, Operations, IT, Legal and Controllers.
Basic Qualifications - BA/BS
- Strong sense of urgency
- Excellent interpersonal skills am player, able to forge relationships, build consensus and influence decisions
- Ability to handle multiple tasks and meet deadlines
- Must be a self-starter, able to work independently, and proactively follow-up
- Strong presentation skills
- Concise written and communication skills
- Risk and control focused individual with excellent judgment
ABOUT GOLDMAN SACHS
The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.
©The Goldman Sachs Group, Inc., 2017. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.
