Job description: JOB DESCRIPTION Overview: » Ensure that all business activities in the respective locations continue to be conducted in conformity with [Monetary Authority of Singapore (MAS) / Hong Kong Securities and Futures Commission (SFC) / Securities Commission Malaysia (SC)], other regulatory and contractual obligations, and if need-be, coordinated amongst the Team working in different operating locations to achieve adherence.
» Ensure that company’s policies and procedures, and best practice standards are effectively and consistently implemented for our different operating locations.
» In order to achieve the objectives, you would need to be familiar with the compliance monitoring and surveillance program.
» Conduct and provide team support in monitoring and surveillance programs with respect to investment guidelines, regulatory and client contractual obligations, and NAM’s policies and procedures, and best practice standards.
» Maintain Compliance records, registers and files.
practice and expertise Requirements:
» Diploma / Degree in Banking / Business or related disciplines
» Meticulous and keen in learning
» Good to have prior working practice in compliance / financial institutions
» Able to multi-task and work under tight deadlines.
» Immediately available
» Comfortable to commit for 1 year contract
If you are interested in the function above, email your updated resume to [email protected]
We regret that only shortlisted candidates will be notified.
Licence Number: 10C5117
EA registration Number R1439496
WORK LOCATION View larger map / directions View larger map
Nearby Transportations » Raffles Place
Address Raffles Place
RECRUITMENT FIRM SNAPSHOT
Average Processing Time More Than 2 Weeks
EA No. 10C5117
EA Reg. ID R1439496
Industry Human Resources Management/Consulting
Company Size 51 - 200 Employees
COMPANY OVERVIEW Ambition is a leading global boutique recruitment business listed on the Australian Securities Exchange. With coverage across Hong Kong, Singapore, Kuala Lumpur, Sydney, Melbourne, Brisbane, and London, we specialise within the areas of Banking & Financial Services, Finance & Accounting, Sales & Marketing, Supply Chain & Procurement, Technology and Digital.
Skills:
