Job description: JOB DESCRIPTION Listing description
» Assess regulatory risk and evaluate controls for proposed new products and service processes.
» Provide compliance reviews through the monitoring of compliance with regulations
» Supervise and perform compliance work according to Compliance plan and compliance program.
» Ensure that compliance reviews are completed timely and properly documented.
» Update the respective Group’s policies and procedures to align with those rolled out by Bank Group Compliance.
» Identify compliance issues, risks and highlight to Head of Compliance and provide solution to these problems. Discuss major issues on timely basis with line management.
» Co-operate and contact with internal auditors, external auditors and regulators, monitor progress of issues raised by them
» Conduct transaction surveillance
» Co-ordinate investigations and responses to exchanges and regulators
» Develop and update compliance work programs and monitoring tools. Updating and maintenance of the respective policies and procedures.
» Assist the Head of Compliance to promote the continuous improvement of compliance with regulations, policies and procedures, risk management and control processes. Share with and communicate to team members and stakeholders appropriate “best practices” and compliance benefits. Job Requirement:
» At least 5 years of working practice in Compliance, Trade Surveillance and Regulatory Risk.
» Knowledge of Securities and Futures Act, Financial Advisors Act, SGX requirements, banking and financial services laws and regulations, securities and futures practices, compliance best practices and knowledge of financial products and systems
Interested applicant, kindly click "APPLY" below to submit your application.
We regret that only shortlisted candidate will be notified.
EA License No. 01C4394 RCB No. 200007268E Chan Mei Leng EA No. R1436365
By submitting your curriculum vitae or personal data to us in connection with your job application, you are deemed to have read and agreed to the terms of our Privacy Policy, and consented to the collection, use and disclosure of your personal data by us and our affiliates , in conformity with our Privacy Policy.
Please access our website at www.kellyservices.com.sg for a copy of our Privacy Policy. If you wish to
withdraw your consent, please drop us an email at dataprotection @kellyservices.com.sg to let us know.
All resumes and personal particulars sent to the aforementioned email address will Not be attended to as the address is not for job application purposes.
WORK LOCATION
Address 8 Marina View #11-01 Asia Square Tower 1 Singapore 018960
RECRUITMENT FIRM SNAPSHOT
Average Processing Time More Than 2 Weeks
EA No. 01C4394
EA Reg. ID R1436365
Industry Human Resources Management/Consulting
Website http://www.kellyservices.com.sg
Facebook Fan Page https://www.facebook.com/KellySingapore
Company Size 51 - 200 Employees
COMPANY PHOTOS »
»
»
»
COMPANY OVERVIEW About Kelly Services®
As a global leader in providing workforce solutions, Kelly Services, Inc. (Nasdaq: KELYA, KELYB) and its subsidiaries, offer a comprehensive array of outsourcing and consulting services as well as world-class staffing on a temporary, temporary-to-hire, and direct-hire basis. Kelly® directly employs nearly 500,000 people around the world in addition to having a function in connecting thousands more with work through its global network of talent suppliers and partners.
For more than 35 years, Kelly in Singapore has been partnering the finest local companies, key government agencies as well as some of the world’s most respected multinational companies to deliver the best talent in the market. Kelly centralised recruitment hub makes nearly 8,000 placements in Singapore annually.
Complementing our general staffing capcapability, Kelly also offers great skills in the sourcing of specialised professionals across technical disciplines such as Engineering, Technology and Science, as well as functional specialties for Banking & Finance, HR, Sales & Marketing, and Procurement. Visit www.kellyservices.com.sg and connect with us on Facebook & LinkedIn.
By submitting your curriculum vitae or personal data to us in connection with your job application, you are deemed to have read and agreed to the terms of our Privacy Policy, and consented to the collection, use and disclosure of your personal data by us and our affiliates, in conformity with our Privacy Policy.
Please visit www.kellyservices.com.sg for a copy of our Privacy Policy. If you wish to withdraw your consent, please drop us an email at [email protected] to let us know. Please note that any resumes or job applications sent to this mailbox will NOT be attended as this mailbox is solely for purposes of personal data protection related feedback.
Skills:
